2021 Agenda

Thursday, October 28

12:00 PM – 1:00 PM Registration and Lunch     12:55 PM – 1:00 PM Welcome Address   Jack Otter, Global Head, Wealth & Asset Management, Barron’s Group 1:00 PM – 1:45 PM Alternatives 2.0: Raising Investor Awareness   Edwin N. Conway, Global Head, BlackRock Alternative Investors (BAI) Scott Nuttall, Co-Chief Executive Officer, KKR Moderated by: Beverly Goodman, Editorial Director, Barron’s 1:45 PM – 2:45 PM Putting Alternatives Into Practice: Top Advisors Weigh In   Michael Bapis, Managing Director, Private Wealth Advisor, Vios Advisors at Rockefeller Capital Management Moderated by: Jack Otter, Global Head, Wealth & Asset Management, Barron’s Group 2:45 PM – 3:00 PM Break     3:00 PM – 4:00 PM Innovative Opportunities For Income Investors   Jim Keenan, CIO and Global Co-Head of Credit within BlackRock Alternative Investors (BAI) Billy Butcher, Partner, Chief Operating Officer, KKR Real Estate and Chief Executive Officer, KKR Real Estate Select Trust Moderated by: Amey Stone, Barron's Advisor 4:00 PM – 5:00 PM The Best Ways to Access Alternatives: What You Should Now Know   Jeremy Beal, Managing Director, Head of Alternative Investments, Morgan Stanley Wealth Management Nancy Fahmy, Head of Alternative Investments and Specialty Asset Management, Bank of America Jerry Pascucci, Managing Director & Head, Global Alternative Investment Solutions, UBS Financial Services, Inc. Moderated by: Millissa Allen, Managing Director, Global Head, Fundamentals of Alternative Investment, CAIA Association 5:00 PM – 6:00 PM Cocktail Reception     10:00 AM - 10:30 AM Developing and Leading an Elite Advisory Team   Troy Theobold, RFS Advice Claire Mackay, Quantum Financial Moderator: Paul Heath, CEO, Koda Capital 10:30 AM - 11:00 AM Building Climate Aware Portfolios for the Future with ETFs   Rimmo Jolly, Managing Director, Head of iShares Asia-Pacific, BlackRock Moderated by: April Ferrell, Global Managing Director, Asset Management, Barron’s Group 11:00 AM - 11:30 AM U.S. Advisers’ Best Practices for Growing Your Business   Geri Pell, Ameriprise Financial Services Lyon Polk, Morgan Stanley Private Wealth Management Moderated by: Matt Barthel, Executive Editor, Wealth & Asset Management, Barron’s Group 11:30 AM - 12:00 PM Cybersecurity - Protecting Your Firm and Clients in the Digital Age   Sean Roche, Former Associate Deputy Director, U.S. Central Intelligence Agency 11:00 AM – 11:30 AM Live Q&A: Building Climate Aware Portfolios for the Future with ETFs   Paula Gigler, Head of Key Accounts and High Net Worth, BlackRock Australia Sunita Subramoniam, Head of Sustainable for the ETF and Index Business, BlackRock APAC Wealth Management Partners Asset Management Partners Marquee Partner Gold Partners Silver Partners Supporting Sponsors Millions of people rely on Columbia Threadneedle Investments to manage their money, including individual investors, financial advisors and wealth managers. Our reach is expansive, with investment professionals around the world dedicated to finding original, actionable insights, and an independent oversight team who works with portfolio teams to ensure a consistent approach. Your success is our priority. Columbia Threadneedle Investments (Columbia Threadneedle) is the global brand name of the Columbia and Threadneddle group of companies. The Barron’s in Education mission is to connect business with academia to enhance financial literacy and proficiency; aiding the development of the next generation of business leaders and advisors. At Barron’s, we want to spark new thinking on this topic and help put a highly valued and highly educational financial publication in the hands of the next generation of college, university and high school students. For nearly a century, our readers have ranked as many of the most successful business leaders and investors in the world, so this only seems logical. Invesco is a global independent investment management firm dedicated to delivering an investment experience that helps people get more out of life. Our 13 distinctive investment teams deliver a comprehensive range of active, passive and alternative investment capabilities. With offices in 25 countries, Invesco managed $1.2 trillion in assets on behalf of clients worldwide as of June 30, 2019. Davis Advisors is an independent, employee-owned investment management firm founded in 1969. With $29 billion in AUM as of March 31, 2021, we offer our time-tested investment discipline through active ETFs, mutual funds, and separately managed accounts. Since our founding fifty years ago, we have maintained a culture focused on research, results and stewardship. All Davis Funds have outperformed their benchmark and peers since inception, have low fees and count Davis among the largest shareholders, with over $2 billion invested alongside shareholders in the funds we manage.​ Investments & Wealth Institute® is a professional association, advanced education provider, and standards body for financial advisors, investment consultants, and wealth managers who embrace excellence and ethics. Through our events, continuing education courses, and acclaimed certifications—Certified Investment Management Analyst® (CIMA®), Certified Private Wealth Advisor® (CPWA®), and Retirement Management Advisor® (RMA®)—we deliver rigorous, highly practical education.​ Putnam has helped individuals and institutions pursue successful investment strategies for over 80 years. Driven by commitment to our clients, we have practiced an active, research-intensive approach to investing while embracing innovation since the launch of our first fund in 1937. A global asset manager serving individuals, institutions, and retirement plan sponsors, Putnam distributes its services largely through intermediaries via offices and strategic alliances in North America, Europe, and Asia. A global investment manager, we've helped investors succeed by remaining true to our values and approach. They include a distinctive way of managing money, an emphasis on research, a long-term view and a recognition of the power of relationships. Helping investors succeed has helped us grow. Today, we're one of the world's largest investment management organizations, managing more than $2.3 trillion (as of 12/31/20). BNY Mellon Investment Management is one of the world’s leading investment management organizations, encompassing BNY Mellon’s affiliated investment management firms and global distribution companies. Each brings its own unique investment philosophy, process, approach, and culture. The blending of unique cultures and specialisms in a structure of shared values to power the creation of solutions for clients around the world. For our clients, it feels like investing as it should be. Orion Advisor Solutions is the premier provider of the tech-enabled fiduciary process that transforms the advisor-client relationship by enabling financial advisors to Prospect, Plan, Invest, and Achieve within a single, connected, technology-driven experience. Combined, our brand entities, Orion Advisor Tech, Orion Portfolio Solutions, Brinker Capital Investments, and CLS Investments, create a complete yet modular offering that empowers firms to seamlessly attract new clients; connect goals more meaningfully to investment strategies and outcomes; and ultimately track progress toward each investor’s unique definition of financial success. As a result, Orion supports more than 2,100 advisory firms with $1.3 trillion in assets under administration and an additional $44 billion of combined platform assets (Orion Portfolio Solutions and Brinker Capital) on the open architecture TAMP, making Orion the platform of choice for all growth-focused advisory firms looking to strengthen their client relationships, gain a competitive edge in a crowded marketplace, and build strong, profitable businesses. T. Rowe Price Group, Inc. has been managing money since 1937 and, today, stands as a leading provider of investment management services. We offer providers a broad array of active U.S. and non-U.S. equity and fixed-income strategies, through both retail and institutional mutual funds. We emphasize proprietary, fundamental research; close attention to risk management; and consistency of style. We believe that by doing so, we can continue to provide the solid, long-term risk-adjusted performance investors have the right to expect. A financially sound, independent organization with strong employee ownership, T. Rowe Price Group, Inc. has $1.47 Trillion in assets under management as of December 31, 2020. Sign up for our newsletter Barron’s advisor Apply to rankings Sponsorship CONTACT US ​FAQ Barron’s Privacy Policy Terms of Use Data Policy Cookies © COPYRIGHT 2022. ALL RIGHTS RESERVED.​ Home Summits Teams Australia Independent 100 Women Institutional ESG-Impact Alternatives Regionals Rankings Hall of Fame News